Investment Banks
BARRINGTON ASSOCIATES
610 Newport Center Drive
Newport Beach 92660
Phone/fax: (949) 719-6200/
(949) 719-6205
Web site: barringtonassociates.com
E-mail: barringtonassociates@barrington.com
Specialties: mergers and acquisitions
BCC CAPITAL PARTNERS LLC
19800 MacArthur Blvd.
Irvine 92612
Phone/fax: (949) 833-3767/
(949) 752-7569
Web site: bcccapital.com
E-mail: contact@bcccapital.com
Specialties: mid-market companies: mergers and acquisitions, corporate finance, private placements, ESOPs, valuations and consulting
BUCHANAN STREET PARTNERS
620 Newport Center Drive
Newport Beach 92660
Phone/fax: (949) 721-1414/
(949) 721-1919
Web site: buchananstreet.com
Range: $5 million-$100 million
Specialties: mezzanine debt, preferred equity
CAPITAL ASSET ADVISORS LLC
660 Newport Center Drive
Newport Beach 92660
Phone/fax: (949) 706-9200/
(949) 706-9201
Web site: caadvisors.com
E-mail: info@caadvisors.com
Specialties: investment banking and financial advisory services to middle market companies, including institutional private placements, mergers and acquisitions, financial restructuring, commercial litigation support and valuation consulting
CMI
2102 Business Center Drive
Irvine 92612
Phone/fax: (949) 253-4675/
(949) 261-5833
Web site: cmicapital.com
E-mail: cmi@fea.net
Range: $500,000-$5 million
Specialties: debt, equity, public shells, stock loans, others
CORPORATE
DEVELOPMENT GROUP
23120 Alicia Parkway
Mission Viejo 92692
Phone/fax: (949) 719-2260/
(949) 719-2134
E-mail: cdg1@prodigy.net
Range: $2 million-$50 million
Specialties: investment banking, mergers, finance
EUREKA CAPITAL MARKETS GROUP
610 Newport Center Drive
Newport Beach 92660
Phone/fax: (949) 719-2260/
(949) 719-2134
Web site: eurekacapital.net
Specialties: mergers and acquisitions, capital raising, financial consultant for public and private companies
FAIRMONT CAPITAL INC.
1290 N. Hancock
Anaheim 92807
Phone/fax: (714) 701-1470/
(714) 701-1474
E-mail: info@fairmontcapital.com
Range: $25 million-$250 million
Specialties: private investments
FRIEDMAN BILLINGS RAMSEY & CO.
18101 Von Karman Ave., Ste. 1000
Irvine 92612
Phone/fax: (949) 477-3100/
(949) 477-3101
Web site: fbr.com
Range: $10 million-$500 million
Specialties: financial services, real estate, technology
FRIEND & CO.
4675 MacArthur Court
Newport Beach 92660
Phone/fax: (949) 852-9911/
(949) 852-0430
Specialties: technology, healthcare, specialty retailing, basic industrial manufacturing
FULLER TRIDENT GROUP
19900 MacArthur Blvd.
Newport Beach 92612
Phone/fax: (949) 673-2988/
(949) 624-8855
Web site: tcpwa.com
E-mail: contactus@fullertrident.com
Specialties: mergers and acquisitions, turnaround management, valuations, divestitures
GATEWAY BUSINESS BANK
23601 Moulton Parkway
Laguna Hills 92653
Phone/fax: (949) 461-5939/
(949) 461-5989
Web site: gbbanker.com
E-mail: laguna@gbbanker.com
Range: up to $3 million
Specialties: commercial real estate
GLOBAL VANTAGE LTD.
2424 S.E. Bristol St.
Newport Beach 92660
Phone/fax: (949) 574-9800/
(949) 574-9817
Web site: globalvantageltd.com
Range: all
Specialties: mergers and acquisitions, merchant banking, international finance, equipment leasing/captive finance, corporate debt, equity financing
GRANT BETTINGEN INC.
19900 MacArthur Blvd.
Irvine 92612
Phone/fax: (949) 851-5830/
(949) 223-0021
Specialties: control stock, securities, emerging technologies
HUNTER WISE FINANCIAL GROUP
2171 Campus Drive
Irvine 92612
Phone/fax: (949) 852-1700/
(949) 852-1722
Web site: hunterwise.com
Specialties: institutional finance, mergers, acquisitions, divestitures
HUNTINGTON RESOURCES INC.
8071 Slater Ave.
Huntington Beach 92647
Phone/fax: (714) 375-5290/
(714) 375-5293
Range: $100,000-$400 million
Specialties: energy, software, power, asset-based lending
JANES CAPITAL PARTNERS
19200 Von Karman Ave.
Irvine 92620
Phone/fax: (949) 477-8060/
(949) 477-8061
Range: $10 million-$50 million
Specialties: mergers & acquisitions, ESOPs, reorganizations
MARKWOOD CAPITAL ALLIANCE
6 Hutton Center Drive
Santa Ana 92707
Phone/fax: (714) 540-8020/
(714) 957-2799
Web site: markwoodcapital.com
Specialties: technology, electronics
NORTH AMERICAN
CAPITAL PARTNERS
2901 W. Coast Highway
Newport Beach 92663
Phone/fax: (949) 263-5940/
(949) 258-4389
Specialties: all
PACIFIC SUMMIT CAPITAL
111 Pacifica
Irvine 92618
Phone/fax: (949) 727-2427/
(949) 727-2428
Web site: pacificsummit.com
Specialties: services for emerging growth and middle market companies
ROTH CAPITAL PARTNERS LLC
24 Corporate Plaza
Newport Beach 92660
Phone/fax: (800) 678-9147/
(949) 720-7215
Web site: rothcp.com
E-mail: invest@rothcp.com
Specialties: corporate finance
RSM EQUICO
575 Anton Blvd.
Costa Mesa 92626
Phone/fax: (714) 327-8800/
(714) 327-8850
Web site: rsmequico.com
E-mail: info@rsmequico.com
Specialties: mergers and acquisitions, valuations, corporate financing
STEWART SECURITIES
18101 Von Karman Ave.
Irvine 92612
Phone/fax: (949) 955-2400/
(949) 752-4000
Web site: stewartsecurities.com
E-mail: info@stewartsecurities.com
Range: $300,000-$10 million
Specialties: financing restricted stock, market making
THE SEIDLER COS.
2600 Michelson Drive
Irvine 92612
Phone/fax: (949) 221-9100/
(949) 221-9135
Web site: seidlercos.com
E-mail: contact@seidlercos.com
TRENWITH SECURITIES LLC
3200 Bristol St.
Costa Mesa 92626
Phone/fax: (714) 668-7333/
(714) 668-7377
Web site: trenwith.com
Specialties: middle-market companies
WESTPARK CAPITAL INC.
2424 S.E. Bristol St.
Newport Beach 92660
Phone/fax: (949) 225-3401/
(949) 225-3404
Web Site: wpcapital.com
Specialties: public offerings, private placements, mergers and acquisitions, advisory, securities research, brokerage services.
