ACACIA BANK
23601 Moulton Parkway, Ste. E
Laguna Hills 92653
Phone:
(949) 461-5939
Web site:
acaciabank.com
Top local official/title:
Mona McGrury, vice president/branch manager
Range:
$1 million-$3 million
Specialties:
Commercial real estate
AM RAZO & CO. SECURITIES INC.
18101 Von Karman Ave., Ste. 350
Irvine 92612
Phone:
(949) 251-6567Web site: amrazo.com
E-mail:
info@amrazo.com
Top local official/title:
Andrew M. Razo, chairman/CEO
Range:
$2-$5 million
Specialties:
Printing, software, aerospace, technology, hi-tech, computer hardware
ASRI LLC
9402 Darrow Drive
Huntington Beach 92648
Phone:
(714) 968-0010
E-mail:
asrillc@earthlink.com
Top local official/title:
Steve Kumar, CEO/president
Range:
$1 million-$100 million
Specialties:
High tech, biotech
BARRINGTON ASSOCIATES
4675 MacArthur Court, Ste. 670
Newport Beach 92660
Phone:
(949) 442-7800
Web site:
barringtonassociates.com
E-mail:
jfreedman@baib.com
Top local official/title:
Andy Graham, managing director
Specialties:
Mergers and acquisitions
BUCHANAN STREET PARTNERS
620 Newport Center Drive , Ste. 950
Phone:
(949) 721-1414
Web site:
buchananstreet.com
E-mail:
rsb@buchananstreet.com
Top local official/title:
Robert Brunswick, president
Range:
$5 million-$100 million
Specialties:
Mezzanine debt, preferred equity
JP MORGAN CHASE & CO.
888 San Clemente Drive, Ste. 200
Newport Beach 92660
Phone:
(949) 718-6100
Web site:
chase.com
Top local official/title:
Mike Blackman, senior vice president
Specialties:
Retail
EUREKA CAPITAL MARKETS GROUP
4401 MacArthur Blvd., Ste. 102
Phone:
(949) 852-5190
Top local official/title:
Art Perrone, chairman
Specialties:
Raise capital for early-stage technologies & healthcare companies; provide merger & acquisition services for middle-market private companies
FIRST FIDELITY
3061 Edinger Ave.
Tustin 92810
Phone:
(949) 863-0222
Web site:
1stfidelity.com
Top local official/title:
Susan Froboese, chief credit officer
Range:
$200,000-$4 million
Specialties:
Commerical, industrial
FIRST SECURITY THRIFT COMPANY
803 E. Katella Ave.
Orange 92867
Phone:
(714) 538-3481
E-mail:
jbresnan@firstam.com
Top local official/title:
Jim Bresnan, CEO/president
Range:
$100,000-$2.5 million
Specialties:
FIRST SECURITY VAN KASPER
610 Newport Center Drive, Ste. 500
Newport Beach 92660
Phone:
(949) 718-4500
Web site:
fsvk.com
E-mail:
rsample@fsvk.com
Top local official/title:
Gerald Chan, senior vice president
Range:
$5 million-$50 million
Specialties:
Technology, biotechnology, specialty finance, financial services, enterprise software
FRIEDMAN BILLINGS RAMSEY & CO INC.
18101 Von Karman Ave., Ste. 1860
Phone:
(949) 477-3100
Web site:
fbr.com
E-mail:
jneuhauser@fbr.com
Top local official/title:
James C. Neuhauser, senior managing director
Range:
$10 million-$500 million
Specialties:
Financial services, real estate, technology
GLOBAL VANTAGE LTD.
2424 S. E. Bristol, Ste. 280
Phone:
(949) 250-0007
Top local official/title:
R. M. Torre, chairman
Range:
All
Specialties:
Mergers and acquisitions, merchant banking, international finance, equipment leasing/captive finance, corporat debt, equity financing
GRANT BETTINGEN, INC.
19800 MacArthur Blvd., Ste. 975
Irvine 92612
Phone:
(949) 851-5830
Top local official/title:
Grant Bettingen, president
Specialties:
Control stock, securities, emerging technologies
HUNTER WISE FINANCIAL GROUP
3991 MacArthur Blvd. Ste. 340
Newport Beach 92660
Phone:
(949) 263-0033
Web site:
hunterwise.com
E-mail:
fjager@hunterwise.com
Top local official/title:
Fred G. Jager, president
Specialties:
Institutional finance, mergers, acquisitions, divestitures
HUNTINGTON RESOURCES INC.
8071 Slater Ave., Ste. 205
Huntington Beach 92647
Phone:
(714) 375-5290
E-mail:
manu@gsrservices.com
Top local official/title:
Dr. Manu Hinduja, president
Range:
$100,000-$400 million
Specialties:
Energy, software, power, asset-based lending
L. H. FRIEND, WEINRESS, FRANKSON & PRESSON LLC
3333 Michelson Drive, Ste. 650
Phone:
(949) 852-9911
Top local official/title:
Gregory E. Presson, chairman/CEO
Specialties:
High-tech, healthcare, IT services, specialty retailing, basic industrial manufacturing
MARKWOOD CAPITAL ALLIANCE
6 Hutton Center Drive, Ste. 1110
Santa Ana 92707
Phone:
(714) 540-8020
Web site:
markwoodcapital.com
E-mail:
bill@markwoodcapital.com
Top local official/title:
Brian Callahan, managing director
Specialties:
Computers, Internet, hi-tech electronics
NORTH AMERICAN CAPITAL PARTNERS
1500 Quail St., Ste. 550
Phone:
(949) 263-5940
Top local official/title:
Michael D. Henton, president
Specialties:
PACIFIC SUMMIT CAPITAL
2082 Michelson Drive, Ste. 100
Irvine 92612
Phone:
(949) 261-0800
Web site:
pacificsummit.com
E-mail:
jwatts@pacificsummit.com
Top local official/title:
James A. Watts, president
Range:
$500,000-$10 million
Specialties:
Technology, Internet
ROTH CAPITAL PARTNERS INC.
24 Corporate Plaza, Ste. 200
Newport Beach 92660
Phone:
(949) 720-5700
Web site:
rothcp.com
Top local official/title:
Byron Roth, chairman/CEO
Specialties:
Corporate finance
SPECTRUM VENTURES LLC
5319 University Drive, Ste. 357
Phone:
(949) 725-0380
Web site:
spectrumventures.com
E-mail:
jfm@spectrumventures.com
Top local official/title:
Joseph F. Martinez, managing director
Specialties:
Technology, medical, aerospace, Internet, wireless telecom
STEWART SECURITIES
1100 Quail St., Ste. 209
Phone:
(949) 955-2400
Web site:
stewartsecurities.com
E-mail:
info@stewartsecurities.com
Top local official/title:
Mark Stewart, CEO/president
Range:
$300,000-$10 million
Specialties:
Financing restricted stock
TAURUS CAPITAL GROUP LLC
19800 MacArthur Blvd., Ste. 280
Irvine 92612
Phone:
(949) 655-1444
Web site:
tauruscap.com
E-mail:
mgreer@tauruscap.com
Top local official/title:
H. Andrew Thornburg, managing director
Range:
$2.5 million-$7 million
Specialties:
Medical device manufacturers
THE CORPORATE DEVELOPMENT GROUP
23120 Alicia Parkway, Ste. 200
Mission Viejo 92692
Phone:
(949) 460-0925
E-mail:
cdg1@prodigy.net
Top local official/title:
Ketan I. Mehta, managing partner
Range:
$2 million-$50 million
Specialties:
Consumer, industrial products, manufacturing, distribution
THE R C FULLER CO.
P. O. Box 2876
Newport Beach 92659
Phone:
(949) 673-2988
Web site:
rcfuller.com
E-mail:
rc@rcfuller.com
Top local official/title:
R. C. Fuller, president
Specialties:
Mergers and acquisitions, mid-size manufacturing
TRENWITH SECURITIES
450 Newport Center Drive, Ste. 550
Newport Beach 92660
Phone:
(949) 729-3200
Web site:
trenwith.com
E-mail:
ainsworth@trenwith.com
Top local official/title:
Ron Ainsworth, managing partner
Range:
$10 million-$30 million (equity rounds); $20 million-$100 million (debt)
Specialties:
Middle-market companies
WESTPARK CAPITAL INC.
2600 Michelson Drive, 17th Floor
Phone:
(949) 852-3610
Top local official/title:
Steve Meleen, managing director
Range:
$2 million-$20 million
Specialties:
Public offerings, private placements, mergers & acquisitions, advisory, securities research, brokerage services
